# Friday April 10th Continuing the proof from last time. Existence involved - The square root function - Reciprocal functions - Automorphisms of the disc Definition : Let $\Omega \subset \CC$ be open. A family $\mcf(\Omega)$ of holomorphic functions on $\Omega$ if every sequence has a subsequence that converges uniformly on every compact subset of $\Omega$, where the limit need not be in $\mcf(\Omega)$. Proving that a family of functions is normal is a consequence of - Uniform boundedness - Equicontinuity Definition : A family $\mcf$ is said to be uniformly bounded on compact subset iff for each compact $K \subset \Omega$ there exists $B_K > 0$ such that \begin{align*} \abs{f(z)} \leq B_k \quad\text{for all} \quad z\in K, f\in\mcf .\end{align*} Definition : A family $\mcf$ is equicontinuous if for every $\eps > 0$ there exists $\delta > 0$ (not depending on the point) such that for all $z, w\in K$, \begin{align*} \abs{z-w} < \delta \implies \abs{f(z) - f(w)} < \eps \quad\forall f\in\mcf .\end{align*} Examples: 1. The family $f_n: I \to \CC$ with $\abs{f_n'} \leq M$ for some fixed constant is uniformly bounded and equicontinuous (by the MVT). 2. The family $f_n(x) \definedas x^n$ for $x\in I$ is uniformly bounded but not equicontinuous since $\lim_{n\to\infty} \abs{f_n(1) - f_n(x_0)} = 1$ for any $x_o \in I^\circ$. Theorem (Montel) : Suppose $\mcf(\Omega)$ is uniformly bounded on compact subsets, then 1. $\mcf$ is equicontinuous on every compact subset, 2. $\mcf$ is a normal family. The proof of the theorem consists of two parts: 1.Apply the Cauchy integral formula and use that $\mcf$ is comprised of holomorphic functions. > Note the contrast to $\RR$, where $f_n(x) = \sin(nx), \abs{f_n(x)} \leq 1$ is uniformly bounded but not equicontinuous and has no convergent subsequences on *any* compact subinterval of $I^\circ$. 2. Use the fact that uniform bounded + equicontinuous implies existence of convergent subsequences by Arzela-Ascoli (which uses diagonalization). > Not complex-analytic, works in $\RR$. Definition : A sequence $\theset{K_\ell}$ of compact subsets is called an *exhaustion* of $\Omega$ iff 1. $K_\ell \subset (K_{\ell+1})^\circ$ for all $\ell$, 2. Any compact $K\subset \Omega$ is contained in some $K_\ell$, and $\union_\ell K_\ell = \Omega$ Lemma : Any open $\Omega \subset \CC$ admits an exhaustion. Proof : If $\Omega$ is bounded, take $K_\ell = \theset{\dist(z, \bd \Omega) > \frac 1 \ell}$. Otherwise, take $\tilde K_\ell = K_\ell \intersect B_\ell(0)$. ### Proof of Montel's Theorem Proving part 1. Let $K \subset \Omega$ be compact, choose $r> 0$ such that $D_{3r}(z) \subset \Omega$ for all $z\in K$, e.g. $3r < \dist(K, \bd \Omega)$. Let $z, w\in K$ with $\abs{z-w} < r$ and let $\gamma = \bd D_{2r}(w)$. Then Cauchy's integral formula yields \begin{align*} f(z)-f(w)=\frac{1}{2 \pi i} \int_{\gamma} f(\zeta)\left[\frac{1}{\zeta-z}-\frac{1}{\zeta-w}\right] d \zeta .\end{align*} Then since $\xi \in \gamma$ and $\abs{z-w} < r$, we have \begin{align*} \left|\frac{1}{\zeta-z}-\frac{1}{\zeta-w}\right|=\frac{|z-w|}{|\zeta-z||\zeta-w|} \leq \frac{|z-w|}{r^{2}} .\end{align*} Letting $B$ be the uniform bound on $\mcf$ and using $\abs{\gamma} = 4\pi r$, we can apply this estimate to obtain \begin{align*} |f(z)-f(w)| \leq \frac{1}{2 \pi} \frac{2 \pi r}{r^{2}} B|z-w| .\end{align*} Then $f$ is uniformly Lipschitz with the constant given above, and the family is equicontinuous. > Application: show that derivative uniformly bounded implies function uniformly bounded by applying Cauchy's integral formula. Proving part 2. Let $\ts{f_n}$ be a sequence in $\mcf$ and $K\subset \Omega$ compact. Choose a dense sequence $\ts{w_j}$, and use uniform boundedness to obtain a subsequence $\ts{f_{n, 1} }$ such that $\ts{f_{n, 1}(w_1)}$ converges. Repeat these to get $\ts{f_{n, j}(w_j)}$ all converge, and set $g_n = f_{n, n}$. The claim is that equicontinuity implies $g_n$ converges uniformly on $K$. Given $\eps>0$, choose $\delta$ from equicontinuity and note that $K \subset D_\delta(w_1) \union \cdots \union D_\delta(w_J)$ for some $J$ by density of $\ts{w_i}$ and compactness of $K$. Pick $N \gg 0$ such that \begin{align*} \abs{g_m(w_j) - g_n(w_j)} < \eps \forall j=1,2,\cdots, J .\end{align*} Then any $z\in K$ is in some $D_\delta(w_j)$, then \begin{align*} \begin{aligned} \left|g_{n}(z)-g_{m}(z)\right| \leq \left|g_{n}(z)-g_{n}\left(w_{j}\right)\right|+\left|g_{n}\left(w_{j}\right)-g_{m}\left(w_{j}\right)\right|+\left|g_{m}\left(w_{j}\right)-g_{m}(z)\right| <& 3 \epsilon \end{aligned} ,\end{align*} so $\ts{g_n}$ converges uniformly on $K$.